Choosing to Lead: Research on Leadership Without Formal Authority
Table of Contents
Team meetings sometimes stall when no one has formal responsibility to lead. Discussion circles without resolution until someone names the impasse and proposes a way forward, for example by suggesting that competing approaches be made visible and compared. In such moments, one person clarifies what needs to happen next, another coordinates the moving parts, and someone else speaks up when confusion sets in. These are not necessarily managers. They are people who choose to step in.
Working across functions without formal authority has prompted me to review research on how leadership emerges and what enables it.
So what counts as leadership when it is not tied to a role?
What Leadership Means
Northouse [1] defines leadership as "a process whereby an individual influences a group of individuals to achieve a common goal". This definition synthesises core components from multiple leadership frameworks.
A similar wording has been popularised in practitioner literature, for example by Kevin Kruse, who describes leadership as "a process of social influence, which maximizes the efforts of others, towards the achievement of a goal" [2].
This definition shifts leadership from something tied to who someone is or the role they hold to what they do in relation to others. If you influence others towards shared objectives, you are leading, whether or not you have a title. The behaviours that create this influence are observable and learnable. They are also accessible to anyone in a team.
How Leadership Emerges
Research on leadership emergence repeatedly points to three elements: motivation, behaviour, and context.
Together, they provide a useful way to organise the evidence reviewed here.
Motivation: Why People Step In
Chan and Drasgow [3] surveyed over 2,000 participants across military and university contexts and identified three key drivers:
Affective-identity: Intrinsic enjoyment of leading
Social-normative: A sense of duty when direction is missing
Non-calculative: A willingness to lead without regard to personal costs or benefits
Of the three motivations to lead, affective-identity and social-normative were associated with intentions to pursue leadership roles, while non-calculative motivation was not. Kennedy et al. [4] found this pattern in a study of 750 university students.
These differences remind us that not seeking leadership roles is not the same as being unwilling to lead.
Behaviour: How Leadership Shows Up
Behaviours make leadership visible. Unlike traits, which are relatively stable characteristics like extraversion or conscientiousness, behaviours are the specific actions we take that others can observe and respond to.
Drawing on evidence from 13 existing meta-analyses and 46 primary studies, DeRue et al. [5] concluded that leader behaviours were more important for leadership effectiveness than leader traits. The studies below illustrate how such behaviours appear across different settings.
In a field experiment with 128 forest users in Bolivia and Uganda, Andersson, Chang and Molina-Garzón [6] examined how groups reached agreement on rules for managing shared resources. The study focused on voluntary leadership, defined as unprompted actions by participants who took the initiative to speak up and propose a course of action, without formal authority. Groups in which such voluntary leadership occurred were more likely to reach agreement on new rules than groups in which no participant took on this role.
Speaking up constructively also relates to how individuals are evaluated by others. In a study of 597 employees, Van Dyne and LePine [7] examined voice behaviour, defined as speaking up with constructive suggestions or concerns. Employees who engaged more in voice were later rated more highly on performance by their supervisors.
Teams in which leadership is distributed across members tend to perform better. Carson, Tesluk and Marrone [8] studied 59 consulting teams and found that teams with shared leadership were rated more highly by clients. They describe shared leadership as arising when team members help set direction, support one another, and speak up.
Across the studies reviewed in this section, leadership is expressed through observable actions, such as taking initiative or speaking up, rather than through formal roles.
Context: When Leadership Flourishes
Even the best intentions falter when the context discourages action. Whether leadership behaviours are expressed and sustained depends on how interpersonal risk is perceived and how contributions are interpreted within a group. Context therefore influences not only willingness to step in, but whether actions are recognised as legitimate leadership.
Psychological Safety and Work Design
Psychological safety is the shared belief among team members that the team is safe for interpersonal risk taking. Edmondson [9] studied 51 work teams in a manufacturing company and found that teams with higher psychological safety were more likely to engage in learning behaviour, and that learning in turn was linked to team performance.
Subsequent research has extended these findings using meta-analytic evidence. Frazier et al. [10] drew on 117 studies representing over 22,000 individuals and found a strong relationship between psychological safety and both information sharing and learning behaviour. They also found that work design and leadership practices were more important for psychological safety than personality.
The degree to which employees feel safe speaking up depends in part on how their leaders behave. Detert and Burris [11] examined over 3,000 employees and found that leader openness was positively related to improvement-oriented voice, and that perceptions of psychological safety played a role in this relationship. Employees were more likely to voice suggestions when they perceived their leaders as open.
These findings show how team conditions can support behaviours such as speaking up and information sharing. However, such conditions may not operate equally for all team members.
Structural Inequality and Status
Leadership emergence is influenced by social status differences that affect who feels able to engage in leadership-related behaviours. More broadly, leadership research emphasises that leadership arises through social interaction and, in some cases, through recognition by others.
Importantly, status influences how psychological safety is experienced and how safe team members feel speaking up. Nembhard and Edmondson [12] show that professional status is associated with psychological safety, and that leader inclusiveness weakens but does not eliminate status-based differences.Recognition plays a central role in whether informal leadership is sustained. Research on leadership emergence shows that leadership is reinforced through recognition by others, and is less likely to persist when such recognition is absent [13]. Even when individuals are willing to take initiative, leadership may stall if those behaviours are not recognised as leadership by others.
Taken together, this research indicates that leadership emergence depends on how individual behaviours are interpreted in their social context. Synthesising findings from 270 studies, Badura, Galvin and Lee [14] describe leadership emergence as a dynamic process that unfolds over time, involving individual behaviours, perceptions held by others, and responses to those behaviours, through which these behaviours may or may not be recognised as leadership.
Understanding leadership emergence as a process suggests that there are multiple points at which leadership may be enabled or constrained.
What The Research Suggests In Practice
The research reviewed so far points to two related but distinct choices. In moments like the stalled meeting described earlier, these choices become concrete: one is whether you step in yourself when direction is missing. The other is whether you act in ways that make it easier for leadership to emerge from others. Their outcomes depend on context, including the psychological safety and status dynamics discussed in the previous section.
When you choose to step in
Speak up to raise concerns, ask questions, or propose a way forward Informal leadership often begins when someone takes the initiative to voice an issue or suggest a possible course of action rather than letting uncertainty persist. Research on voice and voluntary leadership shows that such initiative can influence group outcomes even in the absence of formal authority.
When you want to make it easier for leadership to emerge
Invite contribution and avoid monopolising influence Leadership is more likely to be shared when influence is not concentrated in a single individual. Making space for others to contribute supports leadership emerging through interaction rather than position.
Take initiative seriously
Informal leadership is sustained through social reinforcement. When contributions are acknowledged rather than dismissed or overlooked, they are more likely to be recognised as leadership within the group.
Show openness by seeking feedback or alternative views Openness reduces perceived interpersonal risk. When people signal that challenge and feedback are welcome, others are more likely to speak up with ideas or concerns.
These actions do not require a formal role. They reflect different ways individuals can either step forward themselves or make it easier for leadership to emerge from others.
Conclusion
The evidence reviewed suggests that informal leadership is more likely to emerge when motivation, behaviour, and context align, and that this has positive implications for how teams function.
At the same time, the research highlights a clear limit. Not everyone can step in with the same safety or likelihood of being heard. Whether such actions develop into recognised leadership depends on how others respond. The challenge is therefore not only to act, but to ensure that such contributions are taken seriously regardless of who offers them.
References
P. Northouse, Leadership: Theory and Practice. Thousand Oaks, CA: Sage, 2019.
K. Chan and F. Drasgow, Toward a theory of individual differences and leadership: Understanding the motivation to lead,Journal of Applied Psychology, vol. 86, no. 3, p. 481–498, 2001. doi:10.1037/0021-9010.86.3.481
J. Kennedy, K. Chan, M. Ho, M. Uy, and O. Chernyshenko, Motivation to Lead as Mediator of Relations Between the Dark Triad, Big Five, and Leadership Intention,Frontiers in Psychology, vol. 12, 2021. doi:10.3389/fpsyg.2021.675347
D. DeRue, J. Nahrgang, N. Wellman, and S. Humphrey, Trait and behavioral theories of leadership: An integration and meta-analytic test of their relative validity,Personnel Psychology, vol. 64, no. 1, p. 7–52, 2011. doi:10.1111/j.1744-6570.2010.01201.x
K. Andersson, K. Chang, and A. Molina-Garzón, Voluntary leadership and the emergence of institutions for self-governance,Proceedings of the National Academy of Sciences, vol. 117, no. 44, p. 27292–27299, 2020. doi:10.1073/pnas.2007230117
L. Van Dyne and J. LePine, Helping and voice extra-role behaviors: Evidence of construct and predictive validity.,Academy of Management Journal, vol. 41, no. 1, p. 108–119, 1998. doi:10.2307/256902
J. Carson, P. Tesluk, and J. Marrone, Shared Leadership in Teams: An Investigation of Antecedent Conditions and Performance,Academy of Management Journal, vol. 50, no. 5, p. 1217–1234, 2007. doi:10.2307/20159921
A. Edmondson, Psychological Safety and Learning Behavior in Work Teams,Administrative Science Quarterly, vol. 44, no. 2, p. 350–383, 1999. doi:10.2307/2666999
M. Frazier, S. Fainshmidt, R. Klinger, A. Pezeshkan, and V. Vracheva, Psychological Safety: A Meta‐Analytic Review and Extension,Personnel Psychology, vol. 70, no. 1, pp. 113–165, 2017. doi:10.1111/peps.12183
J. Detert and E. Burris, Leadership Behavior and Employee Voice: Is the Door Really Open?,Academy of Management Journal, vol. 50, no. 4, pp. 869–884, 2007. doi:10.5465/amj.2007.26279183
I. Nembhard and A. Edmondson, Making it safe: the effects of leader inclusiveness and professional status on psychological safety and improvement efforts in health care teams,Journal of Organizational Behavior, vol. 27, no. 7, p. 941–966, 2006. doi:10.1002/job.413
D. DeRue and S. Ashford, Who will Lead and Who will Follow? a Social Process of Leadership Identity Construction in Organizations,Academy of Management Review, vol. 35, no. 4, p. 627–647, 2010. doi:10.5465/amr.35.4.zok627
K. Badura, B. Galvin, and M. Lee, Leadership emergence: An integrative review.,Journal of Applied Psychology, vol. 107, no. 11, p. 2069–2100, 2022. doi:10.1037/apl0000997
Northouse 2019 defines leadership as "a process whereby an individual influences a group of individuals to achieve a common goal". This definition synthesises core components from multiple leadership frameworks.
Leadership is a process whereby an individual influences a group of individuals to achieve a common goal.
P. Northouse, Leadership: Theory and Practice. Thousand Oaks, CA: Sage, 2019.
Kevin Kruse, who describes leadership as "a process of social influence, which maximizes the efforts of others, towards the achievement of a goal"
DEFINITION: Leadership is a process of social influence, which maximizes the efforts of others, towards the achievement of a goal.
Research on leadership emergence repeatedly points to three elements: motivation, behaviour, and context.
One important mediator is an individual’s self-reported motivation to lead (MTL). ... Individuals with higher levels of MTL were more likely to engage in teamwork behaviors, which resulted in them being assessed as leader-like by their peers.
J. Kennedy, K. Chan, M. Ho, M. Uy, and O. Chernyshenko, Motivation to Lead as Mediator of Relations Between the Dark Triad, Big Five, and Leadership Intention,Frontiers in Psychology, vol. 12, 2021. doi:10.3389/fpsyg.2021.675347
We propose that a leadership identity is coconstructed in organizations when individuals claim and grant leader and follower identities in their social interactions.
D. DeRue and S. Ashford, Who will Lead and Who will Follow? a Social Process of Leadership Identity Construction in Organizations,Academy of Management Review, vol. 35, no. 4, p. 627–647, 2010. doi:10.5465/amr.35.4.zok627
we systematically review past research to answer four questions: (1) what do we know about the phenomenon of leadership emergence itself, (2) what are the antecedents of leadership emergence, (3) what outcomes are associated with leader emergence, and (4) what are the boundary conditions of leadership emergence?
K. Badura, B. Galvin, and M. Lee, Leadership emergence: An integrative review.,Journal of Applied Psychology, vol. 107, no. 11, p. 2069–2100, 2022. doi:10.1037/apl0000997
Chan and Drasgow (2001) surveyed over 2,000 participants across military and university contexts.
Singapore military recruit sample. A total of 1,594 male military recruits (aged from 17 to 25 years with a mean of 20.3 years) participated in the study with permission from the Singapore Ministry of Defense.
K. Chan and F. Drasgow, Toward a theory of individual differences and leadership: Understanding the motivation to lead,Journal of Applied Psychology, vol. 86, no. 3, p. 481–498, 2001. doi:10.1037/0021-9010.86.3.481
Singapore junior college students. A total of 274 students (165 women and 109 men), aged from 16 to 19 and from three junior colleges, participated in the study with the permission of the Singapore Ministry of Education.
K. Chan and F. Drasgow, Toward a theory of individual differences and leadership: Understanding the motivation to lead,Journal of Applied Psychology, vol. 86, no. 3, p. 481–498, 2001. doi:10.1037/0021-9010.86.3.481
U.S. undergraduate students. A total of 293 students (149 women, 142 men) aged from 17 to 24 and from the introductory psychology subject pool of a large midwestern U.S. university participated in the study.
K. Chan and F. Drasgow, Toward a theory of individual differences and leadership: Understanding the motivation to lead,Journal of Applied Psychology, vol. 86, no. 3, p. 481–498, 2001. doi:10.1037/0021-9010.86.3.481
Chan and Drasgow (2001) identified three key components of motivation to lead: affective-identity, social-normative, and non-calculative.
A large-scale study using 3 samples in different occupational and cultural contexts shows 3 factors underlying MTL, namely, affective-identity, noncalculative, and social-normative MTL.
K. Chan and F. Drasgow, Toward a theory of individual differences and leadership: Understanding the motivation to lead,Journal of Applied Psychology, vol. 86, no. 3, p. 481–498, 2001. doi:10.1037/0021-9010.86.3.481
focus group interviews with American and Singaporean students at a large midwestern U.S. university were conducted to generate a large pool of items corresponding to three aspects of MTL, namely, affective-identity MTL, social-normative MTL, and noncalculative MTL.
K. Chan and F. Drasgow, Toward a theory of individual differences and leadership: Understanding the motivation to lead,Journal of Applied Psychology, vol. 86, no. 3, p. 481–498, 2001. doi:10.1037/0021-9010.86.3.481
Kennedy et al. found that affective-identity and social-normative motivation to lead were associated with intentions to pursue leadership roles, whereas non-calculative motivation was not.
Using personality and careers aspiration data collected from 750 university students, we found that affective-identity and social-normative motivation to lead mediate the effects of distal traits on intentions. In contrast, non-calculative motivation to lead does not contribute to leadership intentions...
J. Kennedy, K. Chan, M. Ho, M. Uy, and O. Chernyshenko, Motivation to Lead as Mediator of Relations Between the Dark Triad, Big Five, and Leadership Intention,Frontiers in Psychology, vol. 12, 2021. doi:10.3389/fpsyg.2021.675347
These differences remind us that not seeking leadership roles is not the same as being unwilling to lead.
A large-scale study using 3 samples in different occupational and cultural contexts shows 3 factors underlying MTL, namely, affective-identity, noncalculative, and social-normative MTL.
K. Chan and F. Drasgow, Toward a theory of individual differences and leadership: Understanding the motivation to lead,Journal of Applied Psychology, vol. 86, no. 3, p. 481–498, 2001. doi:10.1037/0021-9010.86.3.481
Using personality and careers aspiration data collected from 750 university students, we found that affective-identity and social-normative motivation to lead mediate the effects of distal traits on intentions. In contrast, non-calculative motivation to lead does not contribute to leadership intentions.
J. Kennedy, K. Chan, M. Ho, M. Uy, and O. Chernyshenko, Motivation to Lead as Mediator of Relations Between the Dark Triad, Big Five, and Leadership Intention,Frontiers in Psychology, vol. 12, 2021. doi:10.3389/fpsyg.2021.675347
DeRue et al. drew on evidence from 13 existing meta-analyses and 46 primary studies.
In total, 59 studies consisting of 13 existing meta-analyses and 46 primary studies were included in our final analysis.
D. DeRue, J. Nahrgang, N. Wellman, and S. Humphrey, Trait and behavioral theories of leadership: An integration and meta-analytic test of their relative validity,Personnel Psychology, vol. 64, no. 1, p. 7–52, 2011. doi:10.1111/j.1744-6570.2010.01201.x
Leader behaviours were more important for leadership effectiveness than leader traits.
Overall, we found that leader behaviors had a greater impact on leadership effectiveness criteria than did leader traits.
D. DeRue, J. Nahrgang, N. Wellman, and S. Humphrey, Trait and behavioral theories of leadership: An integration and meta-analytic test of their relative validity,Personnel Psychology, vol. 64, no. 1, p. 7–52, 2011. doi:10.1111/j.1744-6570.2010.01201.x
Andersson et al. conducted a field experiment with 128 forest users in Bolivia and Uganda.
We test these ideas by using observations from a laboratory-in-the-field experiment with 128 users of forest commons in Bolivia and Uganda.
K. Andersson, K. Chang, and A. Molina-Garzón, Voluntary leadership and the emergence of institutions for self-governance,Proceedings of the National Academy of Sciences, vol. 117, no. 44, p. 27292–27299, 2020. doi:10.1073/pnas.2007230117
The study defines voluntary leadership as unprompted actions by individuals who take the initiative to speak up and propose a course of action, without formal authority.
We define voluntary leadership as the actions of individuals who voluntarily take the initiative to speak up and propose a course of action for the group.
K. Andersson, K. Chang, and A. Molina-Garzón, Voluntary leadership and the emergence of institutions for self-governance,Proceedings of the National Academy of Sciences, vol. 117, no. 44, p. 27292–27299, 2020. doi:10.1073/pnas.2007230117
Groups in which voluntary leadership occurred were more likely to reach agreement on new rules than groups without such leadership.
Participants’ agreement to create new rules was significantly stronger in group rounds where voluntary, unselfish leaders were present.
K. Andersson, K. Chang, and A. Molina-Garzón, Voluntary leadership and the emergence of institutions for self-governance,Proceedings of the National Academy of Sciences, vol. 117, no. 44, p. 27292–27299, 2020. doi:10.1073/pnas.2007230117
Van Dyne and LePine (1998) conducted a study of 597 employees.
Reports of extra- and in-role behavior were obtained from 597 employees, 597 of their work group peers, and 95 of their supervisors twice over 6 mo.
L. Van Dyne and J. LePine, Helping and voice extra-role behaviors: Evidence of construct and predictive validity.,Academy of Management Journal, vol. 41, no. 1, p. 108–119, 1998. doi:10.2307/256902
Van Dyne and LePine (1998) defined voice behaviour as speaking up with constructive suggestions or concerns.
We defined voice as promotive behavior that emphasizes expression of constructive challenge intended to improve rather than merely criticize.
L. Van Dyne and J. LePine, Helping and voice extra-role behaviors: Evidence of construct and predictive validity.,Academy of Management Journal, vol. 41, no. 1, p. 108–119, 1998. doi:10.2307/256902
Employees who engaged more in voice were later rated more highly on performance by their supervisors.
After accounting for the control variables (age, tenure, education, firm type, and job level) as well as in-role behavior, the addition of time 1 peer-rated helping and voice extra-role behavior (at step 3) produced a significant increase in R^2 (3%) on time 2 supervisor-rated performance.
L. Van Dyne and J. LePine, Helping and voice extra-role behaviors: Evidence of construct and predictive validity.,Academy of Management Journal, vol. 41, no. 1, p. 108–119, 1998. doi:10.2307/256902
Thus, even though the lack of formal rewards is a key definitional component of extra-role behavior, our results suggest that discretionary behavior is rewarded with high performance ratings.
L. Van Dyne and J. LePine, Helping and voice extra-role behaviors: Evidence of construct and predictive validity.,Academy of Management Journal, vol. 41, no. 1, p. 108–119, 1998. doi:10.2307/256902
The study examined a sample of 59 consulting teams.
We examined antecedent conditions that lead to the development of shared leadership and the influence of shared leadership on team performance in a sample of 59 consulting teams.
J. Carson, P. Tesluk, and J. Marrone, Shared Leadership in Teams: An Investigation of Antecedent Conditions and Performance,Academy of Management Journal, vol. 50, no. 5, p. 1217–1234, 2007. doi:10.2307/20159921
When leadership was shared across team members, teams were rated more highly by clients.
The results (Table 3) indicate that shared leadership is a strong positive predictor of team performance as rated by the end users of the team’s work (β = .65, p < .001) and accounts for significant variance in team performance above and beyond the control variables, internal team environment, and coaching (ΔR2 = .26, p < .001).
J. Carson, P. Tesluk, and J. Marrone, Shared Leadership in Teams: An Investigation of Antecedent Conditions and Performance,Academy of Management Journal, vol. 50, no. 5, p. 1217–1234, 2007. doi:10.2307/20159921
Shared leadership arises when team members help set direction, support one another, and speak up.
Both the internal team environment, consisting of shared purpose, social support, and voice, and external coaching were important predictors of shared leadership emergence.
J. Carson, P. Tesluk, and J. Marrone, Shared Leadership in Teams: An Investigation of Antecedent Conditions and Performance,Academy of Management Journal, vol. 50, no. 5, p. 1217–1234, 2007. doi:10.2307/20159921
Leadership is expressed through observable actions, such as taking initiative and speaking up, rather than through formal roles.
We define voluntary leadership as the actions of individuals who voluntarily take the initiative to speak up and propose a course of action for the group.
K. Andersson, K. Chang, and A. Molina-Garzón, Voluntary leadership and the emergence of institutions for self-governance,Proceedings of the National Academy of Sciences, vol. 117, no. 44, p. 27292–27299, 2020. doi:10.1073/pnas.2007230117
We defined voice as promotive behavior that emphasizes expression of constructive challenge intended to improve rather than merely criticize. Voice is making innovative suggestions for change and recommending modifications to standard procedures even when others disagree.
L. Van Dyne and J. LePine, Helping and voice extra-role behaviors: Evidence of construct and predictive validity.,Academy of Management Journal, vol. 41, no. 1, p. 108–119, 1998. doi:10.2307/256902
Psychological safety is the shared belief among team members that the team is safe for interpersonal risk taking.
It introduces the construct of team psychological safety-a shared belief held by members of a team that the team is safe for interpersonal risk taking-and models the effects of team psychological safety and team efficacy together on learning and performance in organizational work teams.
A. Edmondson, Psychological Safety and Learning Behavior in Work Teams,Administrative Science Quarterly, vol. 44, no. 2, p. 350–383, 1999. doi:10.2307/2666999
Edmondson (1999) studied 51 work teams in a manufacturing company.
Results of a study of 51 work teams in a manufacturing company, measuring antecedent, process, and outcome variables, show that team psychological safety is associated with learning behavior, but team efficacy is not, when controlling for team psychological safety.
A. Edmondson, Psychological Safety and Learning Behavior in Work Teams,Administrative Science Quarterly, vol. 44, no. 2, p. 350–383, 1999. doi:10.2307/2666999
Teams with higher psychological safety were more likely to engage in learning behaviour.
Results of a study of 51 work teams in a manufacturing company, measuring antecedent, process, and outcome variables, show that team psychological safety is associated with learning behavior, but team efficacy is not, when controlling for team psychological safety.
A. Edmondson, Psychological Safety and Learning Behavior in Work Teams,Administrative Science Quarterly, vol. 44, no. 2, p. 350–383, 1999. doi:10.2307/2666999
Learning was linked to team performance.
As predicted, learning behavior mediates between team psychological safety and team performance.
A. Edmondson, Psychological Safety and Learning Behavior in Work Teams,Administrative Science Quarterly, vol. 44, no. 2, p. 350–383, 1999. doi:10.2307/2666999
Subsequent research has extended these findings using meta-analytic evidence.
Psychological safety: A meta‐analytic review and extension.
M. Frazier, S. Fainshmidt, R. Klinger, A. Pezeshkan, and V. Vracheva, Psychological Safety: A Meta‐Analytic Review and Extension,Personnel Psychology, vol. 70, no. 1, pp. 113–165, 2017. doi:10.1111/peps.12183
Frazier et al. (2017) drew on 117 studies representing over 22,000 individuals
we were able to narrow the pool of relevant studies down to 117 studies representing 136 independent samples
M. Frazier, S. Fainshmidt, R. Klinger, A. Pezeshkan, and V. Vracheva, Psychological Safety: A Meta‐Analytic Review and Extension,Personnel Psychology, vol. 70, no. 1, pp. 113–165, 2017. doi:10.1111/peps.12183
we aggregate theoretical and empirical works, and draw on 136 independent samples representing over 22,000 individuals
M. Frazier, S. Fainshmidt, R. Klinger, A. Pezeshkan, and V. Vracheva, Psychological Safety: A Meta‐Analytic Review and Extension,Personnel Psychology, vol. 70, no. 1, pp. 113–165, 2017. doi:10.1111/peps.12183
They found a strong relationship between psychological safety and both information sharing and learning behaviour.
one of the most relevant findings of our study is the strong relationship that psychological safety demonstrated with information sharing and learning behavior.
M. Frazier, S. Fainshmidt, R. Klinger, A. Pezeshkan, and V. Vracheva, Psychological Safety: A Meta‐Analytic Review and Extension,Personnel Psychology, vol. 70, no. 1, pp. 113–165, 2017. doi:10.1111/peps.12183
They also found that work design and leadership practices were more important for psychological safety than personality.
There are a myriad of factors that may facilitate the emergence of psychological safety with some (e.g., work design and leadership) being relatively more important than others (e.g., personality).
M. Frazier, S. Fainshmidt, R. Klinger, A. Pezeshkan, and V. Vracheva, Psychological Safety: A Meta‐Analytic Review and Extension,Personnel Psychology, vol. 70, no. 1, pp. 113–165, 2017. doi:10.1111/peps.12183
The degree to which employees feel safe speaking up depends in part on how their leaders behave.
This relationship is shown to be mediated by subordinate perceptions of psychological safety, illustrating the importance of leaders in subordinate assessments of the risks of speaking up.
J. Detert and E. Burris, Leadership Behavior and Employee Voice: Is the Door Really Open?,Academy of Management Journal, vol. 50, no. 4, pp. 869–884, 2007. doi:10.5465/amj.2007.26279183
Detert and Burris (2007) examined over 3,000 employees.
Findings from 3,149 employees and 223 managers in a restaurant chain indicate...
J. Detert and E. Burris, Leadership Behavior and Employee Voice: Is the Door Really Open?,Academy of Management Journal, vol. 50, no. 4, pp. 869–884, 2007. doi:10.5465/amj.2007.26279183
Leader openness was positively related to improvement-oriented voice, and perceptions of psychological safety played a role in this relationship.
openness is more consistently related to voice... This relationship is shown to be mediated by subordinate perceptions of psychological safety.
J. Detert and E. Burris, Leadership Behavior and Employee Voice: Is the Door Really Open?,Academy of Management Journal, vol. 50, no. 4, pp. 869–884, 2007. doi:10.5465/amj.2007.26279183
Employees were more likely to voice suggestions when they perceived their leaders as open.
openness is more consistently related to voice...
J. Detert and E. Burris, Leadership Behavior and Employee Voice: Is the Door Really Open?,Academy of Management Journal, vol. 50, no. 4, pp. 869–884, 2007. doi:10.5465/amj.2007.26279183
These findings show how team conditions can support behaviours such as speaking up and information sharing.
Psychological safety was positively associated with learning behavior.
A. Edmondson, Psychological Safety and Learning Behavior in Work Teams,Administrative Science Quarterly, vol. 44, no. 2, p. 350–383, 1999. doi:10.2307/2666999
Leader openness was positively related to improvement-oriented voice.
J. Detert and E. Burris, Leadership Behavior and Employee Voice: Is the Door Really Open?,Academy of Management Journal, vol. 50, no. 4, pp. 869–884, 2007. doi:10.5465/amj.2007.26279183
Psychological safety was positively related to information sharing and learning behavior.
M. Frazier, S. Fainshmidt, R. Klinger, A. Pezeshkan, and V. Vracheva, Psychological Safety: A Meta‐Analytic Review and Extension,Personnel Psychology, vol. 70, no. 1, pp. 113–165, 2017. doi:10.1111/peps.12183
Such conditions may not operate equally for all team members.
Leadership emergence is influenced by social status differences that affect who feels able to engage in leadership-related behaviours.
We build on this foundation to suggest that profession-derived status is positively associated with psychological safety (H1)—a key antecedent of speaking up and learning behavior—in health care teams.
I. Nembhard and A. Edmondson, Making it safe: the effects of leader inclusiveness and professional status on psychological safety and improvement efforts in health care teams,Journal of Organizational Behavior, vol. 27, no. 7, p. 941–966, 2006. doi:10.1002/job.413
Leadership research emphasises that leadership arises through social interaction and, in some cases, through recognition by others.
Leader emergence is a dynamic process that is relevant to both informal and formal leadership roles, and will tend to involve perceptions, behaviors, and social interactions between the prospective leader and relevant others.
K. Badura, B. Galvin, and M. Lee, Leadership emergence: An integrative review.,Journal of Applied Psychology, vol. 107, no. 11, p. 2069–2100, 2022. doi:10.1037/apl0000997
We propose that a leadership identity is coconstructed in organizations when individuals claim and grant leader and follower identities in their social interactions.
D. DeRue and S. Ashford, Who will Lead and Who will Follow? a Social Process of Leadership Identity Construction in Organizations,Academy of Management Review, vol. 35, no. 4, p. 627–647, 2010. doi:10.5465/amr.35.4.zok627
Importantly, status influences how psychological safety is experienced and how safe team members feel speaking up. Nembhard and Edmondson (2006) show that professional status is associated with psychological safety, and that leader inclusiveness weakens but does not eliminate status-based differences.
This paper empirically examined the effect of professional status on psychological safety in health care teams... psychological safety was significantly associated with professional status in these data. The results thus suggest that, in health care, professional status influences beliefs about how easy or appropriate it is to speak up to offer ideas, raise concerns, or ask questions... In cross-disciplinary teams with high leader inclusiveness, the status–psychological safety relationship was weakened.
I. Nembhard and A. Edmondson, Making it safe: the effects of leader inclusiveness and professional status on psychological safety and improvement efforts in health care teams,Journal of Organizational Behavior, vol. 27, no. 7, p. 941–966, 2006. doi:10.1002/job.413
Recognition plays a central role in whether informal leadership is sustained. Research on leadership emergence shows that leadership is reinforced through recognition by others, and is less likely to persist when such recognition is absent (DeRue and Ashford, 2010). Even when individuals are willing to take initiative, leadership may stall if those behaviours are not recognised as leadership by others.
We propose that a leadership identity is coconstructed in organizations when individuals claim and grant leader and follower identities in their social interactions. Through this claiming-granting process, individuals internalize an identity as leader or follower, and those identities become relationally recognized through reciprocal role adoption and collectively endorsed within the organizational context.
D. DeRue and S. Ashford, Who will Lead and Who will Follow? a Social Process of Leadership Identity Construction in Organizations,Academy of Management Review, vol. 35, no. 4, p. 627–647, 2010. doi:10.5465/amr.35.4.zok627
Taken together, this research indicates that leadership emergence depends on how individual behaviours are interpreted in their social context.
We build on this foundation to suggest that profession-derived status is positively associated with psychological safety (H1)—a key antecedent of speaking up and learning behavior—in health care teams.
I. Nembhard and A. Edmondson, Making it safe: the effects of leader inclusiveness and professional status on psychological safety and improvement efforts in health care teams,Journal of Organizational Behavior, vol. 27, no. 7, p. 941–966, 2006. doi:10.1002/job.413
We propose that a leadership identity is coconstructed in organizations when individuals claim and grant leader and follower identities in their social interactions.
D. DeRue and S. Ashford, Who will Lead and Who will Follow? a Social Process of Leadership Identity Construction in Organizations,Academy of Management Review, vol. 35, no. 4, p. 627–647, 2010. doi:10.5465/amr.35.4.zok627
Badura et al. (2022) synthesised findings from 270 studies of leadership emergence.
Accordingly, in this review, we utilize a database of 270 primary studies to put forth a distal–proximal framework of leadership emergence.
K. Badura, B. Galvin, and M. Lee, Leadership emergence: An integrative review.,Journal of Applied Psychology, vol. 107, no. 11, p. 2069–2100, 2022. doi:10.1037/apl0000997
Badura et al. (2022) describe leadership emergence as a dynamic process that unfolds over time, involving individual behaviours, perceptions held by others, and responses to those behaviours, through which these behaviours may or may not be recognised as leadership.
Leader emergence is a dynamic process that is relevant to both informal and formal leadership roles, and will tend to involve perceptions, behaviors, and social interactions between the prospective leader and relevant others.
K. Badura, B. Galvin, and M. Lee, Leadership emergence: An integrative review.,Journal of Applied Psychology, vol. 107, no. 11, p. 2069–2100, 2022. doi:10.1037/apl0000997
Informal leadership often begins when someone takes the initiative to voice an issue or suggest a possible course of action rather than letting uncertainty persist.
We defined voice as promotive behavior that emphasizes expression of constructive challenge intended to improve rather than merely criticize. Voice is making innovative suggestions for change and recommending modifications to standard procedures even when others disagree.
L. Van Dyne and J. LePine, Helping and voice extra-role behaviors: Evidence of construct and predictive validity.,Academy of Management Journal, vol. 41, no. 1, p. 108–119, 1998. doi:10.2307/256902
We argue that voluntary local leaders play an important role in the initiation of self-governance institutions because such leaders can directly affect local users’ perceived costs and benefits associated with self-rule.
K. Andersson, K. Chang, and A. Molina-Garzón, Voluntary leadership and the emergence of institutions for self-governance,Proceedings of the National Academy of Sciences, vol. 117, no. 44, p. 27292–27299, 2020. doi:10.1073/pnas.2007230117
Leadership is more likely to be shared when influence is not concentrated in a single individual, and making space for others to contribute supports leadership emerging through interaction rather than position.
Shared leadership refers to a phenomenon where leadership is distributed throughout the team rather than relying on a single, designated leader.
J. Carson, P. Tesluk, and J. Marrone, Shared Leadership in Teams: An Investigation of Antecedent Conditions and Performance,Academy of Management Journal, vol. 50, no. 5, p. 1217–1234, 2007. doi:10.2307/20159921
Both the internal team environment, consisting of shared purpose, social support, and voice, and external coaching were important predictors of shared leadership emergence.
J. Carson, P. Tesluk, and J. Marrone, Shared Leadership in Teams: An Investigation of Antecedent Conditions and Performance,Academy of Management Journal, vol. 50, no. 5, p. 1217–1234, 2007. doi:10.2307/20159921
Informal leadership is sustained through social reinforcement. When contributions are acknowledged rather than dismissed or overlooked, they are more likely to be recognised as leadership within the group.
We propose that a leadership identity is coconstructed in organizations when individuals claim and grant leader and follower identities in their social interactions. Through this claiming-granting process, individuals internalize an identity as leader or follower, and those identities become relationally recognized through reciprocal role adoption and collectively endorsed within the organizational context.
D. DeRue and S. Ashford, Who will Lead and Who will Follow? a Social Process of Leadership Identity Construction in Organizations,Academy of Management Review, vol. 35, no. 4, p. 627–647, 2010. doi:10.5465/amr.35.4.zok627
When people signal that challenge and feedback are welcome, others are more likely to speak up with ideas or concerns.
team psychological safety-a shared belief held by members of a team that the team is safe for interpersonal risk taking ... Results ... show that team psychological safety is associated with learning behavior
A. Edmondson, Psychological Safety and Learning Behavior in Work Teams,Administrative Science Quarterly, vol. 44, no. 2, p. 350–383, 1999. doi:10.2307/2666999
This relationship is shown to be mediated by subordinate perceptions of psychological safety, illustrating the importance of leaders in subordinate assessments of the risks of speaking up.
J. Detert and E. Burris, Leadership Behavior and Employee Voice: Is the Door Really Open?,Academy of Management Journal, vol. 50, no. 4, pp. 869–884, 2007. doi:10.5465/amj.2007.26279183